CVM: Understanding How the Agency Investigates and Rules on Capital Market Violations

CVM: Understanding How the Agency Investigates and Rules on Capital Market Violations

October/2024
October/2024
Justice Hammer
Justice Hammer

The Brazilian Securities and Exchange Commission (CVM), linked to the Ministry of Finance, oversees the Brazilian capital markets. Its responsibilities include protecting investor interests, ensuring fair practices, and maintaining transparency regarding issuers and their securities.C

Through its technical departments (superintendencies), CVM investigates complaints, examines irregularities, and when necessary, initiates proceedings for judgment.

Read Leonardo Ugatti's interview about the sanctioning process in Valor Econômico.

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Brasil – 22.410-003

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©2024 Azeredo & Ugatti Attorneys at Law.
All rights reserved.

Branding & Website by Studio Ique Zaidan®

+55 21 3502 9000

Rua Visconde de Pirajá, 595
Ipanema – Rio de Janeiro – RJ
Brasil – 22.410-003

©2024 Azeredo & Ugatti Attorneys at Law.
All rights reserved.

Branding & Website by Studio Ique Zaidan®